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Asset management standards : corporate governance for asset management / Otto Loistl and Robert Petrag.

By: Contributor(s): Material type: TextLanguage: English Original language: German Series: Finance and capital marketsPublication details: Houndmills, Basingstoke, Hampshire ; New York : Palgrave Macmillan, 2003.Description: xx, 292 p. : ill. ; 25 cmISBN:
  • 1403904499
  • 9781403904492
Subject(s): DDC classification:
  • 332.67/154 21
LOC classification:
  • HG4529.5 .L648 2003
Online resources:
Item type: Books-General
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Current library Call number Status Barcode
Archives Centre 657.73 LOI (Browse shelf(Opens below)) Withdrawn Item 2003-458

Table of Contents

SETTING THE SCENE
Introduction
THE SCENARIO TODAY
Structural Change in the Asset Management Business in the EU
The Basis for Asset Management Standards in the Euro Zone
STRUCTURAL COMPONENTS OF THE SYSTEMATIC CLASSIFICATION OF THE SYNOPSIS
Investor Risk
Rules for Reducing Investor Risk
THE REGULATION OF MANAGEMENT RISK
Investment Rules
Separation of Functions
Disclosure
THE REGULATION OF INVESTMENT RISK
Investment Rules
Disclosure
CONTROL AND ENFORCEMENT OF RULES AND REGULATIONS
Board of Directors
Supervisory Authority
The Management Company's Compliance Department
Shareholders
Other Parties Involved in Supervision
SUMMARY OF FINDINGS

Includes bibliographical references (p. 201-210) and index.

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